Regulatory compliance

ESMA publishes CA RTS

The European Securities and Markets Authority (ESMA) has this week issued its final Regulatory Technical Standards (RTS) regarding co-operation between competent authorities (CAs) and the European Supervisory Authorities (ESAs) under Regulation (EU) 2017/2402 (the Securitization Regulation). ESMA...
EFAMA and AMIC report on liquidity stress testing

The European Fund and Asset Management Association (EFAMA) and the International Capital Market Association's Asset Management and Investors Council (ICMA's AMIC) have today published a joint report on Liquidity Stress Testing (LST) in investment funds. They say the report highlights the role of...
Still waiting to experience benefits of MiFID II implementation

The International Capital Market Association (ICMA) has today published a report on the impacts and challenges of markets in financial instruments directive/regulation II (MiFID II/R) for the international bond market in the year since the implementation date.The introduction of the second Markets...
Kaizen extends ReportShield to MiFIR

Kaizen Reporting, a specialist regulatory reporting firm, has announced it is extending its award-winning assurance service, ReportShield, to cover MiFIR trade reporting. Kaizen has hired Chris Machin, who was instrumental in the development of the MiFIR real-time reporting solution TRADEcho, to...

To view all our latest and archived articles, for 'Regulatory compliance' and across all subject areas, please upgrade

  View subscription options